Trust & Compliance
A single reference for who we are, where we operate, how we handle your information, and the risks associated with private-market investing.
This page is maintained by Caldoun Capital Inc. to answer common trust, privacy and compliance questions about our website and services. It is provided for information only and does not constitute legal, tax or investment advice.
01 — Company
02 — Jurisdiction
Caldoun Capital Inc. is a Canadian company with its registered office in Ontario and operating office in Alberta, Canada.
Information on this website is directed primarily at residents of Canada. It is not intended for, and should not be relied on by, persons in jurisdictions where such distribution would be contrary to local law.
Access to specific private-market opportunities is offered strictly to eligible investors under applicable Canadian securities law prospectus exemptions, following completion of our onboarding and suitability review.
Nothing on this website should be construed as an offer or solicitation in any jurisdiction in which such an offer or solicitation would be unlawful. Regulatory registration details, where applicable, are set out in our Legal hub.
03 — Risk
04 — Privacy
Identifying information you submit (name, email, organisation, message), onboarding and suitability information for prospective clients, and limited technical data such as IP address, browser type and pages visited.
To respond to enquiries, assess eligibility, meet record-keeping and AML obligations, operate and secure the website, and, where you have opted in, send you research and updates.
We use strictly-necessary cookies for site operation and, where permitted, first-party analytics to understand aggregate usage. You can control cookies through your browser settings.
We use vetted service providers for hosting, email, analytics and identity verification. We do not sell personal information.
Subject to Canadian privacy law, you may request access to, correction of, or deletion of your personal information, and withdraw marketing consent at any time.
We maintain reasonable technical and organisational safeguards. For privacy questions or requests, contact info@caldouncapital.ca.
05 — Terms
06 — AML / KYC
Caldoun Capital Inc. is committed to preventing money laundering and terrorist financing. Before onboarding any client or facilitating any investment we complete formal identity and suitability procedures consistent with Canadian AML expectations.
Government-issued identification, verification of address and, for entities, confirmation of directors and beneficial owners holding 25% or more.
Where applicable, we request information and documentation to confirm the source of funds and source of wealth used for the investment.
Client information and activity are reviewed on a risk-based schedule. Sanctions and politically-exposed-person screening are performed at onboarding and periodically thereafter.
Onboarding records and transaction documentation are retained in accordance with applicable retention periods under Canadian law.
07 — Contact
Office
3549 Morgan Crescent
London, ON N6L 0B7, Canada
Telephone
+1 226 785 1062
Business hours: Mon–Fri, by appointment
