Legal & Compliance
Legal framework.
A directory of the documents that govern your use of this website and any relationship with Caldoun Capital Inc. Please read them carefully.
Last updated — October 5, 2026
Terms
Terms & Conditions
The contract that governs your use of this website and any related materials made available to you.
Privacy
Privacy Policy
How we collect, use, disclose and safeguard personal information under Canadian privacy law.
Disclaimer
Financial Services Disclaimer
Important information about the nature of the content on this Site and our regulatory status.
Risk
Risk Disclosure
A summary of the principal risks associated with the private-market and pre-IPO opportunities discussed on this Site.
Website
Website Disclaimer
General information about the operation of this Site and the limits of the content it contains.
Cookies
Cookie Policy
How we use cookies and similar technologies on this Site.
Compliance
AML / CTF Policy
Our commitment to preventing money laundering, terrorist financing and other financial crime.
Compliance
KYC Policy
How we identify, verify and assess prospective and existing clients.
Complaints
Complaint Handling Policy
How to raise a concern and how we respond.
Governance
Conflicts of Interest Policy
How we identify, address and disclose material conflicts of interest.
Communications
Client Communications Policy
The standards we apply to communications with clients and prospective clients.
Consent
Electronic Communications Consent
Consent to receive documents and communications electronically.
Consent
Electronic Signature Consent
Consent to the use of electronic signatures in connection with our documentation.
Accessibility
Accessibility Statement
Our commitment to making the Site usable by the widest possible audience.
Fees
Fees, Refunds & Cancellation
How fees, refunds and cancellation rights apply in connection with our services.
Independent verification
Before engaging with Caldoun Capital Inc., prospective clients should review the applicable Canadian regulatory, relationship, risk and disclosure information.
Caldoun Capital Inc. identifies NRD No. 46340. Registration status, categories and jurisdictions can change and should be confirmed through the Canadian Securities Administrators National Registration Search or the applicable provincial securities regulator.
Registration does not constitute government endorsement, approval of an investment, assurance of investment safety, or a guarantee of returns or performance.
Verify Canadian RegistrationProfessional review
These materials are general website disclosures, not legal advice. Opportunity-specific documents and agreements govern any investment or client relationship. Caldoun Capital Inc. should periodically review this framework with qualified Canadian legal and compliance professionals.
- —Confirm current registration categories and jurisdictions directly through official Canadian regulatory sources.
- —Confirm which external complaint and dispute-resolution channels apply to the firm and each client relationship.
- —Review privacy, cookie, record-retention, accessibility and cross-border data-processing statements against current operations.