Last updated — November 2025
Fair, clear and not misleading
Communications with clients and prospective clients are prepared and delivered so as to be fair, clear, balanced and not misleading, and to comply with applicable Canadian securities laws (including sales-communication and advertising rules) and CASL.
Performance information
Where performance information is presented, it is accompanied by appropriate context and disclaimers, including that past performance is not indicative of future performance, and that returns are not guaranteed.
Review and approval
Marketing and sales communications are reviewed and approved in accordance with our internal procedures before use.
Language and accessibility
Communications are prepared in plain professional English. We aim to make communications accessible in accordance with the standards described in our Accessibility Statement.
Recording
Certain communications may be recorded or logged for compliance, training and record-keeping purposes as permitted by law.
Related documents
- Terms & Conditions →
- Privacy Policy →
- Financial Services Disclaimer →
- Risk Disclosure →
- Website Disclaimer →
- Cookie Policy →
- AML / CTF Policy →
- KYC Policy →
This document is provided for information only and does not constitute legal advice. Content should be reviewed by qualified Canadian legal counsel before publication and updated for the company's confirmed legal name, registered office, governing law and regulatory status.