Last updated — October 5, 2026
Fair, clear and not misleading
Communications with clients and prospective clients are prepared and delivered so as to be fair, clear, balanced and not misleading, and to comply with applicable Canadian securities laws (including sales-communication and advertising rules) and CASL.
Performance information
Where performance information is presented, it is accompanied by appropriate context and disclaimers, including that past performance is not indicative of future performance, and that returns are not guaranteed.
Review and approval
Marketing and sales communications are reviewed and approved in accordance with our internal procedures before use.
Language and accessibility
Communications are prepared in plain professional English. We aim to make communications accessible in accordance with the standards described in our Accessibility Statement.
Recording
Certain communications may be recorded or logged for compliance, training and record-keeping purposes as permitted by law.
Related documents
- Terms & Conditions →
- Privacy Policy →
- Financial Services Disclaimer →
- Risk Disclosure →
- Website Disclaimer →
- Cookie Policy →
- AML / CTF Policy →
- KYC Policy →
This document is provided for information only and does not constitute legal advice. Before engaging with Caldoun Capital Inc., prospective clients should review the applicable Canadian regulatory, relationship, risk and disclosure information and independently verify current registration status through official Canadian regulatory sources.